Preprint / Version 2

Stepped Frequency Division Multiplexing: A Jump-Free Continuous-Time AFDM Waveform

##article.authors##

  • Yewen Cao University of Macau
  • Yulin Shao The University of Hong Kong

DOI:

https://doi.org/10.31224/6902

Abstract

Affine frequency division multiplexing (AFDM) has emerged as a promising modulation scheme for doubly selective channels, but its canonical continuous-time realization, referred to herein as piecewise continuous AFDM (PC-AFDM), has been observed to exhibit high out-of-band emission (OOBE) whose mechanism has not been analytically characterized. This paper shows that the underlying cause is frequency wrapping, which introduces internal envelope jumps between AFDM sampling instants and generates a high-frequency spectral tail distinct from ordinary block truncation. To eliminate these discontinuities without altering the inverse discrete affine Fourier transform (IDAFT) output sequence, we propose stepped frequency division multiplexing (SFDM). In SFDM, the instantaneous frequency is kept constant at the midpoint of the wrapped chirp within each sampling interval, while the phase is continuously accumulated across interval boundaries. We prove that, under continuous phase accumulation and without additional phase correction, the midpoint choice is the unique sample-preserving choice for arbitrary chirp-rate parameter. The resulting waveform is continuous within each AFDM block, reduces OOBE, and preserves the standard AFDM modulation matrix, guard-interval structure, and receiver processing. Moreover, under fractional-delay propagation, SFDM mitigates the receiver sensitivity that arises when delayed sampling points fall near wrapping-induced discontinuities in PC-AFDM. Numerical results verify the theoretical tail coefficients, demonstrate OOBE reduction, and show improved receiver robustness in the high-percentile and worst-case regimes. These findings establish SFDM as a spectrally cleaner and more reliable physical layer for AFDM systems.

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Posted

2026-04-23 — Updated on 2026-05-12

Versions

Version justification

This version is created to upload an expanded and revised version of the manuscript. The update improves the motivation, terminology, theoretical analysis, numerical results, references, figures, and overall presentation, while keeping the same main research topic.