Preprint / Version 1

Prediction of Shear-Wave Velocity from CPTu Data Using Robust Tanh Normalization and Quadratic Vector Regression

##article.authors##

  • Suho Cho Department of Civil and Environmental Engineering, Dongguk University https://orcid.org/0009-0000-3816-2492
  • Han-Saem Kim Department of Civil and Environmental Engineering, Dongguk University

DOI:

https://doi.org/10.31224/8379

Keywords:

Shear-wave velocity, Piezocone penetration test (CPTu), Robust tanh normalization, Quadratic vector regression, Machine learning, Cross-dataset transferability

Abstract

Shear-wave velocity (Vs) is widely used for dynamic ground characterization, but existing CPT/CPTu-based correlations often exhibit limited transferability across soil types and geological settings. This study proposes a transparent prediction framework that combines robust tanh normalization with an explicit Quadratic Vector Regression (QVR) formulation for direct Vs estimation from four primary CPTu inputs: corrected cone resistance (, sleeve friction (), pore pressure (), and depth (z). The inputs are robustly scaled using the training median and interquartile range and mapped into a bounded (-1,1) feature space before being represented by first-order and feature-wise quadratic terms. The framework was evaluated using the North Sea database of Stuyts et al. (2024) and the multi-regional D1 database of Zhang et al. (2026). On the North Sea hold-out test set, QVR improved R2 from 0.105 to 0.257 and reduced MAE from 39.13 to 35.89 m/s relative to the stress-dependent correlation of Stuyts et al. (2024). Comparable or improved performance was also obtained for additional held-out North Sea profiles. In cross-dataset evaluation from the North Sea training set to the D1 subsets, QVR achieved R2 = 0.221–0.259, with performance comparable to SVR, DNN, and XGBoost despite its substantially simpler closed-form structure. Conversely, models trained on D1 showed degraded performance when transferred to the small North Sea hold-out set, indicating persistent dataset-dependent transfer limitations. Overall, the results show that a meaningful component of the multivariate CPTu–Vs relationship can be represented by a compact explicit quadratic formulation after robust bounded transformation, while broader transferability requires strictly site-independent validation.

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Posted

2026-10-01